Full text of WEALTHFORGE SECURITIES, LLC's X-17A-5/A filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | NNUAL REPORTS | | | |---------------|--|--| | FORM X-17A-5 | | | | PART III | | | 1 | OMB APPROVAL | | | |---------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | 12<br>hours per response: | | | SEC FILE NUMBER # 8-68464 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 filing for the period beginning 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: WealthForge Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 3015 W. Moore Street, Suite 102 (No. and Street) Richmond 23230 VA (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING | Donna Arles | 804-956-3365 | darles@wealthforge.com | |-------------|--------------------------------|------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Keiter | (Name - if individual, state last, first, and middle name) | | | | | | |----------------------------------------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--| | 4401 Dominion Blvd | Richmond | VA | 230150 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/03 | | 30 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION 1, Donna Arles swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Wealth…Read the full text as markdown