Full text of HENNEPIN PARTNERS LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Hennepin Partners LLC Report Pursuant to Rule 17 a-5 of The Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm As of December 31, 2019 {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |--------------------------|-----------------|-----------|--| | 0MB Number: | | 3235-0123 | | | Expires: | August 31, 2020 | | | | Estimated average burden | | | | | Hours per response. | | 12.00 | | | | | | | SEC FILE NUMBER 8- **68498** # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill ## **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERJOD BEGINNING | -----------<br>01/01/2019 | AND ENDING | 12/31/2019 | | |---------------------------------------------------------------------------|-----------------------------|------------|--------------------------------|--| | MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | Hennepin Partners | | | FIRM I.D. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 730 Second Avenue, Suite 350 | | | | | | | (No. and Street) | | | | | Minneapolis | MN | | 55402 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Gary O'Brien | | | 612-259-4993 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFCATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | Baker Tilly Virchow Krause, LLP | | | | | | (Name - if individual, state last.first, middle name) | | | | | | 225 South Sixth Street, Suite 2300 | Minneapolis | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>[gl<br>Certified Public Accountant | | | | | | D<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2).* > **Potential…Read the full text as markdown