Full text of HENNEPIN PARTNERS LLC's X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Hennepin Partners LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm As of December 31, 2020** {1}------------------------------------------------ | UNITED ST ATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | | | 0MB APPROVAL | |--------------------------|--------------------------| | 0MB Number: | 3235-0123 | | Expires: | October 31, 2023 | | Estimated average burden | | | | Hours per response 12.00 | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | | SEC FILE NUMBER | | |--|-----------------|--| | | | | | | | | 8- 68498 ### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1/_2_02_0<br>MM/DD/YY | ___<br>AND ENDING | ___<br>__<br>_<br>1_2_/3_1_/2_0_2_0<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------|-------------------|-------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | Hennepin Partners | | | FIRM 1.0. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 730 Second Avenue South, Suite 350 | | | | | | (No. and Street) | | | | Minneapolis | MN | | 55402 | | (C-1ty) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Neil Weinstein | | | 612-604-2066 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Baker Tilly US, LLP | | | | | (Name - if int,h,·iduol 'itate lost, first, nuddle name) | | | | | 225 South Sixth Street, Suite 2300 | Minneapolis | MN | 55402 | | (Address) | (C"ity) | (State) | (Zip C"ode) | | CHECK ONE:<br>Certified Public Accountant<br>181<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public…Read the full text as markdown