Full text of HENNEPIN PARTNERS LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Hennepin Partners LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm As of December 31, 2022 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-S | | 8-68498 | | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securiti~~;E~ch~nge Act Qf 193f | | | | | | | | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_l/_0_l/_2_2 | AND ENUING | ___<br>__<br>, ',,' · . · .<br>j ", ,<br>12_·/_3_11_22_·<br>_ | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Hennepin Partners LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Ix] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 730 Second Avenue South, Suite 285 | | | | | | | | | (No. and Street) | | | | | | | Minneapolis | MN | | 55402 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Neil Weinstein | 612-604-2066<br>nweinstein@hennepinpartners.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Mayer Hoffman McCann P.C. | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 222 S Ninth Street, Suite 1000 | Minneapolis | MN | 55402 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/22/2003 | | 199 | | | | | | l" | ofRegl,tcatloo with PCAOB){lf applicab…Read the full text as markdown