Full text of INDEPENDENT BROKERAGE SOLUTIONS LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Independent Brokerage Solutions LLC Statement of Financial Condition As of December 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURITIESAl'\l> EXCHANGECOMMJSSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-68549 | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGrNNING | ____<br>o_1_10_1_12__0_2o ___<br>MM/DD/YY | AND Ei DING | ___ 1_2_/3_1_1_2_0_2_0 __<br>_<br>MM/DD/ VY | | |--------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------|---------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Independent Brokerage Solutions, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCLPAL PLACE OF BUSl ESS: (Do not use P.O. Box 1 o.) | | FIRM I.D. NO. | | | | 485 Madison Avenue -<br>15 Floor | | | | | | (No. and Street) | | | | | New York | NY | | _10022 | | | {City) | (State) | | (Zip Code) | | | NAME A D TELEPHO E<br>UMBER OF PERSO<br>Richard Sobel | TO CO TACT IN REGARD TO THIS REPORT | | 212-751-4422 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | I 'DEPE. DE T PUBLIC ACCOUKT ANT whose opinion is contained in this Report*<br>Siute 700<br>YSL & Associates LLC - | | | | | | | (Name - if individual. state last. first. middle name) | | | | | 11 Broadway | New York | NY | 10004 | | | (Address) | (City) | (State) | (Zip Code) | | | C H ECK ONE:<br>! /' I<br>Certified Pub I ic Accountant<br>OPublic Accountant<br>D | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2../0. I 7a-5(e}(2)* > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless…Read the full text as markdown