Full text of INDEPENDENT BROKERAGE SOLUTIONS LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Independent Brokerage Solutions LLC Statement of Financial Condition As of December 31, 2022 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY ### A. REGISTRANT IDENTIFICATION NAME OF FIRM: Independent Brokerage Solutions, LLC TYPE OF REGISTRANT (check all applicable boxes): �Broker-dealer □Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □Major security-based swap participant ### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 485 Madison Avenue - 15 Floor | | | |----------------------------------------------|----------------------------------------------------------------------------|-------------------------| | | (No. and Street) | | | New York | NY | 10022 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WiTH REGARD TO THIS FILING | | | | Bryon Lyons | 212-751-4424 | Blyons@indiebrokers.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | YSL & Associates LLC - Suite 700 | | | | | (Name - if individual, state last, first, middle name) | | | 11 Broadway | New York | NY | 10004 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 06/06/2006 | | | 2699 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | ours per response: 12…Read the full text as markdown