Full text of INDEPENDENT BROKERAGE SOLUTIONS LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Independent Brokerage Solutions LLC Statement of Financial Condition As of December 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | | | | | |-------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------------------|-----------------------|--------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | | 0MB APPROVAL | | | | | | | | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-S | | | | | SEC FILE NUMBER | | | | | | | | | | | | PART Ill | | | | 8-68549 | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/<br>2021 | AND ENDING | 12/31/2021 | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Independent Brokerage Solutions, LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | 129Broker-dealer | OSecurity-based swap dealer | | DMajor security-based swap participant | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 485 Madison Avenue - 15 Floor | | | | | | | | | | (No. and Street) | | | | | | New York | | NY | | | 10022 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Bryon Lyons | 212-751-4424 | | | | Blyons@indiebrokers.com | | | (Name} | (Area Code - Telephone Number} | | | (Email Address} | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t | | | his filing* | | | | | YSL & Associates LLC - Suite 700 | | | | | | | | | | (Name - if individual, state last, first, middle name} | | | | | | 11 Broadway | New York | | NY | | 10004 | | | (Address) | (City) | | (State) | | (Zip Code) | | | 06/ 06/2006 | | | | | 2699 | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration…Read the full text as markdown