Full text of EIGHT PINES SECURITIES LLC's X-17A-5 filed 2020-02-18 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, I).C. 20549** ### **ANNUAL AUDITED** hours per response 12.00 **REPORT FORM X-17A-5 PART III** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, <sup>2020</sup> Estimated average burden | SEC FILE NUMBER | |-----------------| | s-68571 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2019<br>AND ENDING 12/31/2019 | | | | | |-------------------------------------------------------------------------------------------|-------------------|---------------------------------------------------------------------|---------------------------------------------------------------------|------------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | REGISTRANT<br>A. | IDENTIFICATION | | | | NAME OF BROKER-DEALER | Eight | Pines | Securities,<br>LLC | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | | (Do not use P.O. Box No.) | | FIRM I.D.<br>NO. | | 909<br>Fannin<br>Street,<br>Suite | 4000 | | | | | | | ( No. and Street ) | | | | Houston | | TX | | 77010 | | (City ) | | (State ) | | (Zip Code ) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Michael Schaps | | | | 281-367-2454 | | | | | | ( Area Code -<br>Telephone Number) | | | ACCOUNTANT<br>B. | IDENTIFICATION | | | | INDEPENDENT PUBLIC' ACCOUNTANT<br>MRPR<br>CPAs<br>&<br>Advisors | | whose opinion is contained in this Report* | | | | | (Name -if | individual, state last, first, middle name ) | | | | 28411<br>Northwestern | STE<br>HWY<br>800 | Southfield | Ml | 48034 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR | OFFICIAL<br>USE | ONLY | | | | | | | | | | | | | | | *Claims<br>for exemption from {he | requirement that | the annual report | be covered by the<br>opinion of an independent | public accountant | | must be supported by a statement of facts and | | | circumstances relied on as the basis for the exemption. See Section | 240.17a-5(e)(2) | **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC <sup>1410</sup> **unless the form displays <sup>a</sup>…Read the full text as markdown