Full text of EIGHT PINES SECURITIES LLC's X-17A-5 filed 2022-02-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED<br>STATES | | | OMB APPROVAL | | | |------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------|-----------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123<br>Expires: Oct. 31, | | | | | Washington,<br>D.C. | 20549 | 2023<br>Estimated average burden | | | | | | | hours per response:<br>12 | | | | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | | X-17A-5<br>FORM | | 8-68571 | | | | | III<br>PART | | | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, | 17a-12, | | and 18a-7 under the Securities Exchange Act of 1934 | | | | 01/01/2021 | | | 12/31/2021 | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | A. | | | | | | | REGISTRANT IDENTIFICATION | | | | | | Eight<br>Pines<br>NAME OF FIRM: | Securities,<br>LLC | | | | | | | | | | | | | TYPE OF REGISTRANT (check all | applicable boxes): | | | | | | B<br>Broker-dealer<br>Security-based | swap dealer | Major<br>security-based | swap participant | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not | use a P.O. box no.) | | | | | 909 | | | | | | | Fannin<br>Street,<br>4000<br>Suite | | | | | | | | (No. and<br>Street) | | | | | | Houston | TX | | 77010 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | Michael<br>Schaps | 281-367-2454 | | michael.schaps@legayelaw.com | | | | (Name) | (Area Code -Telephone | Number) | (Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports | are contained | filing*<br>in this | | | | | P.C.<br>Group,<br>MRPR | | | | | | | (Name -if | first,and<br>individual,<br>state last, | middle name) | | | | | | | | | | | | Northwestern<br>28411<br>HWY<br>STE<br>(Address) | 800<br>Southfield<br>(City) | Ml | 48034 | | | | 09/22/2009 | | (State) | (Zip Code)<br>3744 | | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if<br>applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public…Read the full text as markdown