Full text of EIGHT PINES SECURITIES LLC's X-17A-5 filed 2021-02-09 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549** #### OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, <sup>2023</sup> Estimated average burden ## hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **SEC FILE NUMBER** B-68571 **FACING FACE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------------------------|--| | | MM'DD/<br>YY | | MM/DD/YY | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Eight | Pines<br>LLC<br>Securities, | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>No.)<br>( Do not use P.O. Box | | | FIRM I.D.<br>NO. | | | 909<br>Street,<br>Suite<br>Fannin | 4000 | | | | | | ( No. and Street ) | | | | | Houston | TX | | 77010 | | | (City ) | (State) | ( /ip | Code) | | | NAME AND TELEPHONE NUMBER ()1 | PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Michael Schaps | | | 281-367-2454<br>(Area Code -Telephone<br>Number) | | | B. | ACCOUNTANT<br>IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | CPAs<br>Advisors<br>MRPR<br>& | | | | | | | if individual, slate last, first, middle name )<br>( Name | | | | | 28411<br>Northwestern<br>HWY | Southfield<br>STE<br>800 | Ml | 48034 | | | (Address) | (City) | (State) | ( Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | OFFICIAL<br>FOR<br>USE<br>ONLY | | | | | | | | | | | | | | | | *\*( laims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2-10.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC <sup>1410</sup> **unless the form displays <sup>a</sup> currently valid OMB controlnumber.** (11-05) {1}----------------------…Read the full text as markdown