Full text of QUANTRIVER FINANCIAL, LLC's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | [ FOR PUBLIC RELEASE ]<br>UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimat ed average burden<br>12<br>hours per response:<br>SEC FILE NUMBER | | |---------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------|----------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | FORM X-17 A-5 | | 8-68590 | | | | PART Ill<br>to,·, ,,;1,, ~ .lli'f! 1:tl>- _,,.,, "" - | | | | | Information Required Pursuant to Rules 17a-5, 17a-·b, and lSa-7 under the Securities E~change Act of 1934 | FACING PAGE _ | . .<br> | ~ ; ·; j | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | MM/DD/YY | AND ENDING . t | 2J3"<br>1123<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: QuantRiver Financial, LLC | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>6430 Plantation Park Court, Suite 310 | | | | | | | {No. and Street) | | | | | Fort Myers | FL | | 33966 | | | {City) | {State) | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Alexander Mezheritsky (239) 244-8787 | | | amezheritsky@qrfin.com | | | {Name) | {Area Code - Telephone Number) | | {Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | GA | 30326 | | | {Address) | {City) | {State) | {Zip Code) | | | 5/5/09<br>rte of Reg;~,at;oo w;th P(ADB )(;f appUcableJ | | ·3514 | JPCADB Reg;m,Mo N,mbec, ;f appUcableJi | | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Alexander Mezheritsky swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of QuantRiver Financial, LLC as of December 31 2~ is true and correct. I further swear (or affirm) that neither th…Read the full text as markdown