Full text of QUANTRIVER FINANCIAL, LLC's X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | [ FOR PUBLIC RELEASE | l<br>SECURITIES AND EXCHANGE COMMISSION | UNITED STATES<br>Washington, D.C. 20549 | | 0 MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: I~ | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------|------------------------------------------------------------------------------------------------------------------------|--| | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER<br>8-68590 | | | | | PART Ill | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and ·18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | AND ENDING 12131124<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /24 | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : QuantRiver Financial, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 6430 Plantation Park Court, Suite 310 | | | | | | | | | (No. and Street)_ | | | | | | Fort Myers | FL | 33966 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alexander Mezheritsky (239) 244-8787 | | | | amezheritsky@qrfin.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | | GA | 30326 | | | (Address) | (City) | | (State) | (Zip Code) | | | 5/5/09 | | | 3514 | | | | l"<br>of Reg;stcatioo w;th PCAOB)l;f appHcable) | | | | (PCAOB Reg;«,at;oo N,mbec, ;f appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the re…Read the full text as markdown