Full text of QUANTRIVER FINANCIAL, LLC's X-17A-5/A filed 2025-05-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ( FOR PUBLIC RELEASE ] UNITED STATES **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------|------------|--|--|--| | AND ENDING 12f31 f24<br>FILING FOR THE PERIOD BEGINNING 01 /01 /24 | | | | | | | | | | MM/DD/VY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME oF FIRM: QuantRiver Financial, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>!!I Broker-dealer<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 6430 Plantation Park Court, Suite 310 | | | | | | | | | | (No. and Street) | | | | | | | | Fort Myers | | FL | | 33966 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jonathan Self | ( 404) 596-5393 | | jself@qrfin.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | | GA | 30326 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 5/5/09 | | | 3514 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if aoolicable}<br>FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if ap…Read the full text as markdown