Full text of FENICS EXECUTION, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION Fenics Execution, LLC December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL REPORTS FORMX-17A-5 PART III** SEC FILE NUMBER 8-68606 ## **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING_--'O-=l/'""""O=l/=2=--1 ___ AND ENDING -�1=2"--"/3'""""1'""""/2'"""1 __ | | | | |---------------------------------------------------------------------------------------------------------|----------|----------|--| | | MM/DD/YY | MM/DD/YY | | #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Fenics Execution LLC TYPE OF REGISTRANT (check all applicable boxes): 0Broker-dealer □Security-based swap dealer □Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 55 Water Street | | | | |------------------------------------------------------------------------------------------------|-----------------------------------------------------------|----------|--------------------------------------------| | | (No. and Street) | | | | New York | New York | | 10041 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven Bisgay | 212-294-7849 | | SB isgay@cantor.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | (Name -if individual, state last, first, and middle name) | | | | th Avenue<br>One Manhattan West, 401 9 | New York | New York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | 42 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Seel 7CFR 240. l 7a-5( e )(1 )(ii), if applicable. {2}------------------------------------------------ #### **AFFIRMATION** I, Steven Bisgay, affirm…Read the full text as markdown