Full text of FENICS EXECUTION, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STATEMENT OF FINANCIAL CONDITION F enics Execution, LLC December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORMX-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response : 12 SEC FILE NUMBER 8-68606 | | PART III | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING_~0~l~/0~1/~2~2 | MM/DD/YY | ___ | AND ENDING -~1=2/~3=1/=22~_<br>MM/DD/YY | | | | A.REGISTRANT IDENTIFICATION | | | NAJ\1E OF FIRM: Fenics Execution LLC | | | | | TYPE OF REGISTRANT ( check all applicable boxes):<br>@Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>55 Water Street | Security-based swap dealer | | Major security-based swap participant | | | (No. and Street) | | | | New York | | New York | 10041 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT Willi REGARD TO THIS FILING | | | | | Jason Hauf | 646-346-6869 | | Jason.Hauf@bgcpartners.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | (N arne - if individual, state last, first, and middle name) | | | One Manhattan West 401 9th Avenue | New York | New York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | 42 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of t…Read the full text as markdown