Full text of FENICS EXECUTION, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  STA1El.v.IENT OF FINANCIAL CONDIDON Fenics Execution, LLC December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **REPORTS FORMX-17A-5 PART III** | UNITED STATES | 0MB APPROVAL<br>0MB Number: 3235-0123 | |------------------------|------------------------------------------------------------------------------| | Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | ANNUAL<br>REPORTS | SEC FILE NUMBER | 8-68606 **FACING PAGE** | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--|--|-----------------------------------------------------------------------------------------------------------| |--|--|-----------------------------------------------------------------------------------------------------------| FILING FOR THE PERIOD BEGINNING 01/01/23 MM/DDNY AND ENDING 12/31/23 MM/00/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Fenics Execution, LLC ## TYPE OF REGISTRANT (check all applicable boxes): @Broker-dealer Security-based swap dealer Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5 5 Water Street | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------|--------|------------------------------------------------------------|-----------------|------------|--| | New York | | New York | | 10041 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONT ACT WITH REGARD TO THIS FILING | | | | | | | Jason Hauf | | 212-294-7849<br>Jason.Hauf@bgcpartners.com | | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | One Manhattan West, 401 9th A venue | | New York | New York | 10001 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) ## **FOR OFFICIAL USE ONLY** \*…Read the full text as markdown