Full text of T3 TRADING GROUP, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## T3 TRADING GROUP, LLC ## STATEMENT OF FINANCIAL CONDITION ## DECEMBER 31, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 | SEC FILE NUMBER | | | |-----------------|--|--| | 8-68639 | | | ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | report for the period beginning 1/1/2020 | AND ENDING 12/31/2020 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|------------------------------------------------|--| | | MM/DD/YY | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: T3 Trading Group, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1 State Street Plaza, 10th Floor | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | New York | NY | 10004 | | | | (City) | (State) | | (Zip Code) | | | Xiaoyan Li<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RGNC&S Certified Public Accountants PLLC | B. ACCOUNTANT IDENTIFICATION | | 646-845-4293<br>(Area Code - Telephone Number) | | | | (Name - if individual, state last, first, middle name) | | | | | 97 Froehlich Farm Blvd | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | \*Clains for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ## OATH OR AFFIRMATION | Sean Hendelman | swear (or affirm) that, to the best of | |---------------------------------------…Read the full text as markdown