T3 TRADING GROUP, LLC X-17A-5 (2024-02-29) — Broker-dealer annual report

Full text of T3 TRADING GROUP, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **T3 TRADING GROUP, LLC** ### **STATEMENT OF FINANCIAL CONDITION** **DECEMBER 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OM B Number: 3235-0023 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-68639 | | 0MB APPROVAL **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023 AND ENDING 12/31/2023** **MM/DD/VY** **MM/DD/YY** **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: T3 Trading Group, LLC TYPE OF **REGISTRANT** (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer 0 Major security-based swap participant □ **Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 88 Pine Street, 23rd Floor | | (No. and Street) | | | |----------------------------------------------|-------------------------------------------------------------------------|-----------------------------|--| | New York | NY | 10005 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Xiaoyan Li | 646-346-1700 | xi aoyan .l i@t3trading.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLICACCOUNTANTwhose reports are contained in this filing* | | | | Assurance Dimensions Certified Public Accountants & Associates | | | | | | | |----------------------------------------------------------------|-----------------------------------------------------------|---------|--------------------------------------------|--|--|--| | | (Name- if individual, state last, first, and middle name) | | | | | | | 4920 West Cypress Street, Suite 102 Tampa | | FL | 33607 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 04/13/2010 | | 5036 | | | | | | lDa te of Registratlo� with PCAOB)(if a pplicablej | | | (PCAOB Registratfon Number, if apolic�ble' | | | | | | FOR OFFICIAL USE ONLY | | | | | | **• Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis of the exem…

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