Full text of T3 TRADING GROUP, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # T3 TRADING GROUP, LLC # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-68639 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0110112022 | -----------<br>AND ENDING 1213112022 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|---------|---------------------------------------------|--| | | ----------<br>MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: T3 Trading Group, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>iii Broker-dealer<br>D Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 88 Pine Street, 23rd Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10005 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Xiaoyan Li | 646-845-4293 | | xiaoyan.li@t3trading.com | | | (Name) | (Area Code -Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 97 Froehlich Farm Blvd | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | 02/23/2010 | | 5028 | | | | rte of Reglncatloa wtth PCAOB )(if a pp Ilea bleJ | | | (PCAOB Re,;,tratloa N,mbec, • applicable) I | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an indepen…Read the full text as markdown