Full text of CCA CAPITAL LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **FINANCIAL STATEMENT DECEMBER 31, 2020 WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: O October 31, 2023 Estimated average burden hours per response.. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | I SEC FILE NUMBER | |---------|-------------------| | 8-68676 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | MM/DD/YY | AND ENDING 12/31/2020 | MM/DD/YY | |--------------------------------------------------|--------------------------------------------------------------------------|-----------------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: CCA Capital LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM (.D. NO. | | | One Boston Place, 201 Washington Street, Suite 3825 | | | | | (No. and Street) | | | | Boston | MA | 02108 | | | (City) | (State) | (Zip Code) | | | (617) 517 2300<br>James R. Stahle | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | (Area Code - Telephone Number) | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 290 West Mount Pleasant Avenue, Suite 3310 LIVINGSTON | NJ | 07039 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | Certified Public Accountant<br>Public Accountant | | | | | Citrin Cooperman & Company, LLP<br>CHECK ONE: | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant · Claims for exemplion the regirement increasinces relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of i Geonali porcent on this form are not required to respond > unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {2}-----------------------------------…Read the full text as markdown