Full text of CCA CAPITAL LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENT DECEMBER 31, 2022 WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68676 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | ----<br>12/31/2022 | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|------------|----------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: _c_c_A_C_a_p_it_a_l L_L_C | ____________________ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer<br>D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | One Boston Place, 201 Washington Street, Suite 3825, | | | | | | | (No. and Street) | | | | | Boston | MA | | 02108 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | | | | James R. Stahle | 617-570-2300<br>jsta hle@ccagp.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Citrin Cooperman & Company, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 290 West Mount Pleasant Avenue, Suite 3310, | Livingston | NJ | 07039 | | | (Address) | (City) | (State) | (Zip Code) | | | November 2005 | | 2468 | | | | rte of Reglstratloo with PCAOB )(IT a ppl □ ble] | | | (PCAOB Reglstratloo N,mbe,, If applicable] I | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this f…Read the full text as markdown