Full text of CCA CAPITAL LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FINANCIAL STATEMENT DECEMBER 31, 2023 WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-51 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/DD/YY AND ENDING **12/31/2023** MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: CCA Capital LLC TYPE OF REGISTRANT (check all applicable boxes): l,J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Boston Place, 201 Washington Street, Suite 3825, (No. and Street) Boston MA 02108 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING James R. Stahle 617-570-2300 jstahle@ccagp.com {Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **KPMG LLP** (Name - if individual, state last, first, and middle name) Two Financial Center, 60 South Street, **Boston** {Address) (City) **10/20/2003 185 MA** (State) **02111** (Zip Code) (rte of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, James R. Stahle | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|----|--|-----------------------------------------…Read the full text as markdown