Full text of SIERRA PACIFIC SECURITIES, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIESAND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse ...... 12.00 SEC FILE NUMBER 8-68700 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Ruic l 7a-5 Thereunder** | REPORT FOR T HE PERIOD BEGINNING _ | __<br>_ o_1_1_0_11_1_a _ | __<br>AND ENDING _ | __<br>__<br>1_2_1_3_1_11_8<br>_ | |--------------------------------------------------------------------------|--------------------------------------------------------|--------------------|---------------------------------| | | MM/00/YY | | MM/DDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME or BROKER-DEALER: Sierra Pacific Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 10100 W. Charleston Blvd, STE 214 | | | | | | (No. and S1ree1) | | | | Las Vegas | NV | | 89135 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Erin Lankowsky | 702-998-0600 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Elliot Davis, LLC | | | | | | (Name - if individual, state last, first. middle name) | | | | 200 East Broad St, Suite 500 | Greenville | SC | 29601 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | I/'! | | | | | Certified Pub I ic Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United Stales or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from Lhe requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. 17a-5(e}{2)* SEC 1410 (11 -05) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid **0MB** control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Erin Lankowsky | | , swear (or affirm) that, t…Read the full text as markdown