Full text of SIERRA PACIFIC SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0 MB Number: 3235--01 23 Expires: October 31, 2023 Estimated average burden hours per resPonse ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-68700 | **FACING PAGE** ### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act** of **1934 and Ruic 17a-5 Thereunder** | REPORT FOR TI<br>IE PERIOD BEGINNIN<,01/01 | /2020 | AND ENDING 12/31/2020 | | | |-------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------|----------------------------------|--| | | MM/ l)l)/YY | | M Mll)D/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Sierra Pacific Securities, LLC<br>ADDRESS Of- PR INCIPAL Pl.ACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | 10100 W. Charleston Blvd, STE 214 | | | | | | | ( No and Sirccl) | | | | | Las Vegas | NV | | 89135 | | | (Cny) | (Slate) | | (Zip Ce>dc ) | | | NAM F. AND TELEPHONE NlJMl3ER OF PERSON TO CONTA CT IN REGARD TO THIS REPORT<br>Erin Lankowsky | | | 702-998-0600 | | | | | | (Ar ca Code - T elephone Number) | | | | B. ACCOL'NT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | | | Elliott Davis, LLC | | | | | | | (Name - ({i11divid11al. stnte last. firs/. middle name) | | | | | 200 East Broad St, Suite 500 | Greenville | SC | 29601 | | | (Address) | (C11y ) | (State) | (Zip Code) | | | CHECK ON E: | | | | | | iv"i<br>c crtilicd Publ ic Accountant | | | | | | Puhlic Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exe111p1ion.fro1111he reqlliremem 1h01 lhe annual report be co~·ered by 1he opinion of an independent public accounla nt must he .wpporled hy a s1n1eme111 o.ffacts nnd circums/nnces relied on a.t rhe basis.for !he exemplion. See Sec/ion 2.f(). /7a-5(e){2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond** unless the form displays a currently valid **0MB** control number. SEC 1410 (1 1-05) {1}-------…Read the full text as markdown