Full text of SIERRA PACIFIC SECURITIES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | |---------------------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-68700 | | **FACING PAGE** Information **Requfred** Pursuant **to Rules 17a-S, 17a-1Z,** and **18a-7 under** the **Securities** Exchange Act of **1934** FILING FOR THE P-~RIOD BEGINNING **O 1/01 /23** MM/ 00/YY AND ENDING **12/31 /23** MM/ 00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Sierra Pacific Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer O Security~ased swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS; (Do not use a P.O. box no.) # 10100 W. Charleston Blvd, STE 214 | | | (No. and Street) | | | |----------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|--------------------------------------------| | Las Vegas | | NV | | 89135 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Erin Lankowsky<br>(Name) | | 702-998-0600 | | elankOWSl<y@slerrapacificsecurilies.com | | | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>GreerWalker LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 15 South Main Street, STE 800 Greenville | | | SC | 29601 | | (Address) | | (City) | (State) | (Zip Code) | | | | | 2324 | | | June 7, 2005 | | | | | | l"<br>of R,gi,t"tioo with PCAOB)(if ,ppliubl,) | | | | (PCAOB R,gistratioo N,mb", if ,ppliubl,) I | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a st atement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not reqvired to respond unle\$\$ the form displays a currently vali…Read the full text as markdown