Full text of APTO PARTNERS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ "PUBLIC" UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL 3235-0123 OMB Number: Expires: August 31, 2020 Estimated average burden hours per response .. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-68746 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 01/01/2019 | AND ENDING | 12/31/2019 | | | |-----------------------|------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | MM/DD/Y Y | | MM/DD/Y Y | | | | | | | | | | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | | | | | | | | (No and Street) | | | | | | NJ | | | | | | (State) | | | | | | | | 973-543-6600<br>(Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | | | | | Denville | NJ | 07834 | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION<br>APTO PARTNERS, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>5 Cold Hill Road South, Suite 11<br>07945<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>J. Velocci & Associates<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions. | | | must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ ## OATH OR AFFIRMATION | | JUAN D. ESPINOSA | , swear (or affirm) that, to th…Read the full text as markdown