Full text of APTO PARTNERS, LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### ''PUBLTG'' UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A.5 PART III | OMB Number:3235-0123 | |--------------------------| | Expires: Nov. 30,2026 | | Estimated average burden | | hours per response: l2 | | SEC FILE NUMBER | | |-----------------|--| | 8-687 46 | | FACING PAGE Information Required Pursuant to Rules L7a-5,t7a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01101124<br>AND ENDTNG | | 12131124 | | | | |---------------------------------|------------------------|--|----------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTI FICATION | | | | | | | ## NAME OF FIRM: APTO PARTNERS, LLC TYPE OF REGISTRANT (check all appiicable boxes;: E Broker-dealer E Security-based swap dealer ! Check here if respondent is also an OTC derivatives dealer n Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------------------------------------|-----------------------|------------| | Mendham | NJ | | 07945 | | (city) | (State) | (zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Juan Espinosa | 973-543-6600 | info@aptopartners.com | | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOU NTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>JVA Accountants & Advisors | | | | | (Name - if individual, state last, first, and middle name) | | | | 15 Broadway | Denville | NJ | 07834 | | | (city) | (State) | (Zip Code) | | (Add ress)<br>10t19110 | | 5288 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. SeeL7 CFR 240.I7 a-s(eX1 Xii), if a pplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 2 024<br>is true and correct. I further swear (or affirm) that neither the company nor any<br>DECEMBER 3,I<br>,<br>partner, officer, director, or…Read the full text as markdown