Full text of APTO PARTNERS, LLC's X-17A-5 filed 2026-04-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## ''PUBLIG'' UNITED STATES SECURITIES AND EXCHANGE COMN4ISSION Washington, D.C.20549 OMB Number:3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: l2 ## ANNUAL REPORTS; FORM X.17A.5 PART III SEC FILE NUMBER 8-68746 FACING PAGE <sup>f</sup>nformation Required Pursuant to Rules L7a-5, L7a-12, and L8a-7 under the Securities Exchange Act of <sup>1934</sup> | FILING FoR rHE pERroD BEGTNNTNG 01101125 | | | AI\D ENDING | | 12t31t25 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-------------|--------------------------|------------| | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | | APTO PARTNERS, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer E Security-based swap dealer ! Major security-based swap participant<br>! Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSTNESS: (Do not use a p.O. box no.) | | | | | | | | | 5 Cold Hill Road South, Suite 11 | | | | | | | (No. and Street) | | | | | Mendham | NJ | | | | 07945 | | (City) | | | | | (zip code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Juan Espinosa | | 973-543-6600 | | i nfo@aptopa rtners. com | | | | (Area Code - Telephone Number) | | | (EmailAddress) | | | | | B. ACCOU NTANT I DENTI FICA]'ION | | | | | INDEPENDENT PUBLIc AccoUNTANT whose reports are contained in this filing* | | JVA Accountants & Advisors | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 15 Broadway | | Denville | | NJ | 07834 | | (Address) | | (city) | | (State) | (Zip Code) | | 10119t10 | | | 5288 | | | | | | | | | Number, if | | | | FOR OFFICIAL USE ONLY | | | | | x Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountantmustbesupportedbyastatementoffactsandcircumstancesreliedonasthebasisoftheexemption. | | | | | See17 | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a…Read the full text as markdown