Full text of BUILDER ADVISOR GROUP, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2018 {1}------------------------------------------------ UNITEDST A TES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMS APPROVAL OMB Number: 3235·0123 Expires: August 31, 2020 Estimated average burden hoursQer response ........ 12.00 8-68801 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>!!,0~~01!!!.!18!.- | __<br>___<br>AND ENDING | ~l2~/3~1::.,;~8~---<br>_ | |------------------------------------------------------------------------------------------------------------------|----------------------------------------------------|-------------------------|--------------------------------| | | MMIDD/YY | | MIMIDD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Builder Advisor Group, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRfNClPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>One Letterman Drive, BuiJding C, Suite 3800 | | FIRM 1.0. NO. | | | | (No and Street) | | | | San Francisco<br>California | | 94129 | | | {Ctty)<br>{State) | | {Z1p Code) | | | NAME AND TELEPHONE NUMBER OF PERSO TO CONTACT I<br>Elizabeth S. Collins | | REGARD TO THJS REPORT | (415) 526-2759 | | | | | (Area Code - Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | fNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ernst Wintter & Associates LLP | | | | | | (Name-tfmdividun/, state last, first, nuddlt namt) | | | | 675 Ygnacio Valley Road, S uite A200 | Walnut Creek | California | 94526 | | (Address) | {Cuy) | {State) | (Z1p Code) | | | | | | | CHECK ONE: | | | | | Certified Public Accountant<br>Public Accountant | | | | | §<br>Accountant not resident in United States or any of its possessions. | | | | *•c laims for exemption from* I *he requirement that the annual report be covered by the opinion of an independent public accountant musl be supported by a statement of f acts and circumstances relied on as* I *he basis for the exemption. See Section 240 17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {2}------------------------------------------------…Read the full text as markdown