Full text of BUILDER ADVISOR GROUP, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2022 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>12<br>hours per response: | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-68801 | | | | PtttT"ll1· .;; ·"''·<br>'. ''<br>~l<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a1tl~,_ ~,~~-1~.a~?, ~~~-~~Jh~._ s;c~I!~i~tExchange Act of 1934 | | | | | | | __<br>FILING FOR THE PERIOD BEGINNING | ___<br>_ 0_1_/0_1_/2_2 | AND ENDING | __<br>____<br>1_2/_3_1_/2_2<br>_ | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Builder Advisor Group, LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>g Broker-dealer<br>D Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 770 Tamalpais Drive, Suite 401 B | | | | | | | | (No. and Street) | | | | | | Corte Madera | California | | 94925 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anthony G. Avila | (415) 561-0600 | | tony@builderadvisorgroup.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | | | 675 Ygnacio Valley Road, Suite A200 | Walnut Creek | California | 94596 | | | | (Address) | (City) | (State) | (Zip Code) | | | | February 24, 2009 | | | 3438 | | | | T"<br>of Reg;w,tloa w;th PCAOB)(;f applicable)<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | {PCA…Read the full text as markdown