Full text of BUILDER ADVISOR GROUP, LLC's X-17A-5 filed 2021-03-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2020 {1}------------------------------------------------ | Washington, D.C. 20549 | | | | Expires: October 31, 2023 | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------|----------------------------|----------------------|--------------------------------|--|--|--| | | | Estimated average burden | | | | | | | ANNUAL AUDITED REPORT | | hours per response 12.00 | | | | | | | FORMX-17A-5 | | | | | | | | | PARTIII | | | | SEC FILE NUMBER | | | | | FACING PAGE | | | | 8-68801 | | | | | Information required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>mm/dd/yy | AND ENDING | 12/31/20<br>mm/dd/yy | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | Builder Advisor Group, LLC | | | OFFICIAL USE ONLY | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRMI.D. NO. | | | | | 770 Tamalpais Drive, Suite 401B | | | | | | | | | | (No. and Street) | | | | | | | | Corte Madera | California | 94925 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | | | | Anthony G. Avila | | | | 415-561-0600 | | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose option is contained in this Report* | | | | | | | | | Ernst Wintter & Associates LLP | (Name- if individual, state last, first, middle name) | | | | | | | | | | | | | | | | | 675 Ygnacio Valley Road, Suite A200<br>(Address) | Walnut Creek<br>(City) | California<br>(State) | 94596<br>(Zip Code) | | | | | | CHECK ONE: | | | | | | | | | 0<br>Certified Public Accountant | | | | | | | | | | | | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | **UNITED STATES** **SECURITIES AND EXCHANGE COMMISSION** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a stateme…Read the full text as markdown