Full text of XP SECURITIES, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **XP Securities, LLC** **Statement of Financial Condition** **December 31, 2018** {1}------------------------------------------------ UNITED STATES SECURITJESANDEXCHANGECOMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response ...... 12.00 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** 8-68817 **Information Required of Brokers and Dealers Pursuant to Section 17 of the** | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | |------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------------|----------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | __<br>____<br>~AND ENDING<br>o_1_1_0_11_1_s | | ___<br>__<br>~<br>1_2_/3_1_/_1_8 | | | | MM/DDNY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME or BROKER-DEALER: XP Securities LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 1065 Avenue of Americas, 29th Floor | | | | | | (No. and Street) | | | | | New York | NY | | 10018 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steven Singer | | | 561-784-8922 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | KPMG LLP | | | | | | (Name - if indl\'idual, state last, first, middle name) | | | | | 100 North Tampa Street Suite 1700 Tampa | | FL | 33602-5145 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | | | | | | | | | | | | | !certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}---------------…Read the full text as markdown