Full text of XP INVESTMENTS US, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **XP Investments US, LLC** **(S.E.C. No. 8-68817) (NFA ID 0444577)** **Statement of Financial Condition** **December 31, 2021** {1}------------------------------------------------ {2}------------------------------------------------ | swear (or affirm) that, to the best of my knowledge and belief, the<br>Adelia Gomez | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | tinancial report pertaining to the firm of XP Investments US, LLC<br>as of | | | | | | | 2 021 jis true and correct. I further swear (or affirm) that neither the company nor any<br>12/31 | | | | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | | | | | | | | | | | | | | DocuSigned by:<br>Signature: | | | | | | | dilsa 6 | | | | | | | lide: | | | | | | | COO | | | | | | | GG 912 77 | | | | | | | Notary Public | | | | | | | This filing** contains (check all applicable box�SAXIVHHHHHWW | | | | | | | (a) Statement of financial condition. | | | | | | | @ (b) Notes to consolidated statement of financial condition. | | | | | | | □ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | | | | | [d) Statement of cash flows. | | | | | | | [] (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | | | | [ (f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | | [ (g) Notes to consolidated financial statements. | | | | | | | [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.<br>[ (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | | | □ (i) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | | | □ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | | [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | |…Read the full text as markdown