Full text of XP INVESTMENTS US, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **XP Investments US, LLC** **(S.E.C. No. 8-68817) (NFA ID 0444577)** **Statement of Financial Condition** **December 31, 2023** {1}------------------------------------------------ {2}------------------------------------------------ | , swear (or affirm) that, to the best of my knowledge and belief, the<br>financial report pertaining to the firm of XP Investments US, LLC<br>as of as a social as of<br>12/31<br>2 023 j, is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a customer. | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | State of FL_County of MIAMI DADE<br>Signature: | | Subscribed and swom to (or affirmed) before me on this<br>Title: | | 26 day of FEBINIMIY 2024<br>Uperations Offic<br>nier<br>Anthe Corne 2 " proved to me on the basis | | Notary Public of satisfactory evidence to be the person(s) who appeared before me. | | Notary Signature Morely Courtelly<br>MARCELLE CANTARELLI GUERRA DE PETRI | | This filing** contains (check all applicable boxes):<br>MY COMMISSION # HH 369436 | | EXPIRES: March 5, 2027<br>(a) Statement of financial condition. | | (b) Notes to consolidated statement of financial condition. | | (c) Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | D (d) Statement of cash flows. | | LJ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | (f) Statement of changes in liabilities subordinated to claims of creditors. | | _ (g) Notes to consolidated financial statements. | | [ | | _ (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | } Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.1563-3. | | (k) Computation for determination of security-based swap reserve requirements pursuant to E…Read the full text as markdown