Full text of PEAK BROKERAGE SERVICES, LLC's X-17A-5 filed 2021-03-03 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Peak Brokerage Services, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2020 {1}------------------------------------------------ ## Peak Brokerage Services, LLC Financial Statements For the Year Ended December 31, 2020 #### TABLE OF CONTENTS | FACING PAGE | 1 | |----------------------------------------------------------------------------------------------------------|-------| | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3-4 | | FINANCIAL STATEMENTS: | | | STATIEMENT OF FINANCIAL CONDITION | 5 | | STATEMENT OF OPERATIONS | 6 | | STATIEMENT OF MEMBERS, EQUITY | 7 | | STATEMENT OF CASHFLOWS | 8 | | NOTES TO FINANCIAL STATEMENTS | 0 | | SUPPLEMENTARY INFORMATION: | ાં રે | | SUPPLEMENTAL STATEMENT OF NET CAPITAL | 16 | | SUPPLEMENTAL STATEMENT OF AGGREGATE INDEBTEDNESS<br>AND REQUIRED NET CAPITAL | 17 | | SUPPLEMENTAL NOTE - SUPPLEMENTAL INFORMATION PURSUANT TO<br>RULE 17a-5 OF THE SECURITIES ACT OF 1934 | 18 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE COMPANY'S RULE 15c3-3 EXEMPTION REPORT | 19 | | RULE 15C3-3 EXEMPTION REPORT | 20 | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-68829 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | |-------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Peak Brokerage Services, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1070 E. Indiantown Road, Suite 208-210 | | | | | (No. and Street) | | | | Jupiter | FL | | 33477 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Anthony Diamos | | | 404-536-6984 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | |…Read the full text as markdown