Full text of PEAK BROKERAGE SERVICES, LLC's X-17A-5 filed 2024-04-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMS Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-68829 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | | | AND ENDING 12/31/2023 | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------------------------------|--|-----------------|--------------------------------------------| | | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: | | Peak Brokerage Services, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1070 E. Indiantown Road, Suite 208-210 | | | | | | | (No. and Street) | | | | | Jupiter | | FL | | | 33477 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anthony Diamos | | ( 404) 536-6984 | | | anthony@bluestreamcompliance.com | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Michael Coglianese CPAJ P.C. | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | 125 E. Lake Street, Suite 303 Bloomingdale | | | | IL | 60108 | | (Address) | | (City) | | (State) | (Zip Code) | | 10/20/2009 | | | | 3874 | | | (Date of Registration with PCAOB)(if applicable) | | | | | {PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l)(ii), if applicable. **Persons who are to respond to the collection…Read the full text as markdown