Full text of PEAK BROKERAGE SERVICES, LLC's X-17A-5 filed 2023-05-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Peak Brokerage Services, LLC Financial Statements and Supplementary Information For the Year Ended December 31, 2022** {1}------------------------------------------------ ### **TABLE OF CONTENTS** | FACING PAGE | 1 | |-----------------------------------------------------------------------------------------------------------|----| | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FINANCIAL STATEMENTS: | | | STATEMENT OF FINANCIAL CONDITION | 5 | | STATEMENT OF OPERATIONS | 6 | | STATEMENT OF MEMBERS' EQUITY | 7 | | STATEMENT OF CASH FLOWS | 8 | | NOTES TO FINANCIAL STATEMENTS | 9 | | SUPPLEMENT ARY INFORMATION: | 16 | | SCHEDULE I -<br>SUPPLEMENT AL STATEMENT OF NET CAPITAL | 17 | | SCHEDULE I -<br>SUPPLEMENT AL STATEMENT OF AGGREGATE<br>INDEBTEDNESS AND REQUIRED NET CAPITAL | 18 | | SUPPLEMENTAL NOTE-<br>SUPPLEMENTAL INFORMATION PURSUANT TO<br>RULE 17a-5 OF THE SECURITIES ACT OF 1934 | 19 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE COMP ANY'S RULE 15c3-3 EXEMPTION REPORT | 20 | | RULE 15C3-3 EXEMPTION REPORT | 21 | {2}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123 | | Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-68829 | | | PART Ill | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | | AND ENDING 12/31/2022 | | | MM/DD/VY | | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Peak Brokerage Services, LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | [!] Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | |…Read the full text as markdown