Full text of FOG EQUITIES LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FOG Equities, LLC Annual Audit Report December 31, 2023 Public Document {1}------------------------------------------------ | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER<br>8-68831<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>____<br>1_Z/_3_1l_23<br>_<br>MM/DD/YY | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | □ Major security-based swap participant | | | | | | | | | | | | | | | 60604 | | | (Zip Code) | | | | | | hbersoncpa@gmail.com | | | (Email Address) | | | | | | | | | | | | | | | | | | 60604 | | | (Zip Code) | | | | | | (PCAOB Registration Number, it applicable) | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(el(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form** displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR **AFFIRMATION** I, BemardM~Devitt , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FOG Equities. LLC , as of Decembe£ 31 , 2~ is true and correct. I further swear (or affirm) that neither the compa~y nor any -pa\_rt\_n\_e\_r\_,-offi-,-,-er-,-d-ir\_e\_ct.ioo~r,:.col<.\rJ.:Je~q11.1.u.,:i,iv'""a:--'lent person, as the case may be, has any proprietary interest in any account classified soleiv **asthatofacustomer.** '] **~J**  - **Signature,~ .... \_\_, \_\_\_ \_** Notary Public # **This filing .. contains (check** all **applicable boxes):** - ~ (a) Statement of financial condition. - 0 (b) Notes to consolldated statement of financial condition. - O (c} Statement of income (loss} or; it there is other comprehensive income in the period(s) presented, a statement…Read the full text as markdown