Full text of FCF SECURITIES AND DERIVATIVES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FCF Securities and Derivatives LLC Annual Audit Report December 31, 2025 Public Document {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68831 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _1_11_12_5 | ______ | 1<br>2_!<br>3<br>1<br>12<br>5<br>AND ENDING _<br>_<br>_<br>_<br>_ | _____<br>_<br>M M/DD/VY | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------|-------------------------------------------------|--|--|--| | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM : FCF Securities and Derivatives LLC | | | | | | | | TYPE OF REGISTRANT (check all appl icable boxes):<br>D Security-based swap dea<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | ler | □ Major security-based swap participa nt | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 425 S. Financial Place, Ste 1575 | | | | | | | | | (No. and Street) | | | | | | | Chicago | IL | 60605 | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT W ITH REGARD TO TH IS FILING | | | | | | | | Helene Berson | 415-203-3960 | | hberson@fcfgroupholdings.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 141 W. Jackson Blvd., Suite 2250 | Chicago | IL | 60604 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 3/24/09 | | 3407 | | | | | | l"<br>of Regi><ca<ioo wi<h PCAOB){,f applicable] | FOR OFFICIAL USE ONLY | | I<br>{PCAOB Reg<S<,a<,oo Nombec, ,f applicable) | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of a…Read the full text as markdown