FCF SECURITIES AND DERIVATIVES LLC X-17A-5 (2025-03-03) — Broker-dealer annual report

Full text of FCF SECURITIES AND DERIVATIVES LLC's X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ FCF Securities and Derivatives LLC Annual Audit Report December 31, 2024 Public Document {1}------------------------------------------------ **UNITED STATES SEOJRITIES AND EXCHANGE COMMISSION Washington,** D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5** | 0MB Nlfflber: 3235-0123 | | | | | | |----------------------------------------------------|--|--|--|--|--| | Expires: Nov. 30, 2026<br>EStimatEd average burden | | | | | | | | | | | | | | SEC FILE NUMBER | | | | | | nMBAPPROVAl 8-68831 # **PART** Ill **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Sea,rities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_1\_11\_12\_4 \_\_\_\_\_\_ AND ENDING \_1\_213\_1/\_2\_4 \_\_\_\_ \_ MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: FCF Securities and Derivatives, LLC TYPE OF REGISTRANT (check all applicable boxes): Q Bro!ter-dealer D Security-based swap dealer 0 Major security-based swap participant O ':heck here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 425 South Financial PL (No. and Street) Chicago IL {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 60605 (Zip Code) Helene Berson 415-203-3960 hberson@fcfgroupholdings.com (Hamel **(Area Code** - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Ryan & Juraska LLP **(Name** -if individual, state last, first, and middle name) 141 W. Jackson Blvd., Suite 2250 Chicago IL (Address) (City) (State) 3.407 60604 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) • **FOR OFACIAL USE ONLY** • Oaims for exemption from the requirement that the annual reports be covered by the reports ot an independent public accountant must be supported by **a** statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 2-40.17a-S(el(l)(ii), if applicable. PerSOns who are to respond to the collectlon of Information cont.iined In this form **are** not required to respond unleu the form displays a currently valid 0MB control number, {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Bernard McDevitt | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------|-------------------------------…

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