Full text of DCCA SECURITIES, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup>** # **ANNUAL REPORTS FORM X-17A-5 PART II!** | OMB Number:<br>3235-0123 | |---------------------------| | Expires:Oct.31,2023 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER 8-68847 **FACING PAGE** **Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: DCCA Securities LLC dba Dinan Capital Advisors TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 307 N Gateway Boulevard (No. and Street) Phoenix AZ 85008-6589 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael A. Dinan 855-955-1500 mdinan@dinancapital.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Albert Garcia,CPA (dba Dylan Floyd Accounting & Consulting) (Name -if individual,state last,first, and middle name) 20909 Judah Lane Santa Clarita CA 91321 (Address) (City) (State) (Zip Code) March 1, <sup>2016</sup> <sup>6235</sup> (Date of Registration with PCAOB)(if applicable) (PCAQB Registration Number,if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii),if applicable. **Persons who are to respond to the collection of information containedin this form are not required to respond unless the form displays <sup>a</sup> currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** Michael A. Dinan , swear (or affirm) that, to the best of my knowledge and belief, the , as of ,2021 ,is true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner,officer,director,or equivalent person,as the case may be,has any proprietary interest…Read the full text as markdown