Full text of DCCA SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ QMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB Number: 3235-0123 | |---------------------------| | Expires:Nov.30,2026 | | Estimated average burden | | 12<br>hours per response: | | | # **ANNUAL REPORTS FORM X-17A-5 PART III** | 8-68847 | | |-----------------|--| | SEC FILE NUMBER | | | | | **FACING PAGE Information Required Pursuant to Rules <sup>17</sup>a-5, <sup>17</sup>a-12, and <sup>18</sup>a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING 12/31/2023 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** .DCCA Securities LLC dba Dinan Capital Advisors NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 307 N Gateway Boulevard | | (No. and Street) | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------------|-------------------------|--|--|--| | Phoenix | AZ | | 85008-6589 | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael<br>A<br>Dinan | 855-955-1500 | | mdinan@dinancapital.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Consulting<br>Albert<br>Garcia<br>CPA<br>(dba<br>Dylan<br>Floyd<br>Accounting<br>&<br>, | | | | | | | | | (Name -if individual, state last,first, and middle name) | | | | | | | Judah<br>Lane<br>20909 | Newhall | CA | 91321 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | March<br>2016<br>1<br>, | | 6235 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, | if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.…Read the full text as markdown