Full text of DCCA SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | REPORTS<br>ANNUAL | |-------------------| | X-17A-5<br>FORM | | III<br>PART | | OMB Number: 3235-0123 | |---------------------------| | Expires: Oct. 31,2023 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-68847 | | | FACING PAGE | | | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------|------------------------------------------------------------------------------------------|---------|------------|---------------------------------------|-------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/2022 | | AND ENDING | | 12/31/2022 | | | | MM/DD/YY | | | | MM/DD/YY | | | | REGISTRANT IDENTIFICATION<br>A. | | | | | | NAME OF FIRM: | DCCA | LLC<br>Securities | dba | Dinan | Capital | Advisors | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | 3 Broker-dealer | | Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Gateway<br>N<br>307 | | Boulevard | | | | | | | | (No. and Street) | | | | | | Phoenix | | | AZ | | | 85008-6589 | | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michael<br>A | Dinan | 855-955-1500 | | | | mdinan@dinancapital.com | | (Name) | | (Area Code -Telephone Number) | | | (Email Address) | | | | | ACCOUNTANT IDENTIFICATION<br>B. | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Joselit<br>and | Johnsen | CPAs<br>, | LLC | | | | | (Name -if individual, state last,first, and middle name) | | | | | | | | Missouri<br>E<br>1430 | Suite<br>Ave<br>., | Phoenix<br>105 | | | AZ | 85014 | | (Address) | | (City) | | | (State) | (Zip Code) | 8/16/2022 6935 (PCAOB Registration Number,if applicable) (Date of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</s…Read the full text as markdown