Full text of LUMA SECURITIES LLC's X-17A-5 filed 2022-12-20 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 68863 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | _1_0_/0_1_/2__1 __ | AND ENDING | 09/30/22 | | |---------------------------------|------------------------------|------------|----------|--| | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | ## NAME OF FIRM: LUMA Securities LLC TYPE OF REGISTRANT (check all appl icable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 101 Fifth Avenue, Suite 900 | | | {No. and Street) | | | | |-----------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|------------------------------|--| | New York | | NY | | 10003 | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Rafael Beck | | (212) 897-1690 | | rbeck@integ rated .solutions | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | JanoverLLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Quentin Roosevelt Blvd., Suite 516 Garden City | | | NY | 11530 | | | | | (City) | (State) | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fili ng*<br>(Address)<br>04/23/09 | | | 3513 | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}---------------------------…Read the full text as markdown