Full text of LUMA SECURITIES LLC's X-17A-5 filed 2024-12-06 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |--------------------------|--|--| | OMB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response: 12 | | | | | | | #### SEC FILE NUMER 8- 68863 FACING PAGF Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 10/01/23 | AND ENDING | 09/30/24<br>MM/DD/YY | | | | |---------------------------------|---------------------|----------|------------|----------------------|--|--|--| | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | LUMA Securities LLC | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 101 Fifth Avenue, Suite 900 | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|--------------------------------------------|--| | New York | NY | | 100003 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Rafael Beck | (212) 897-1690 | rbeck@integrated.solutions | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Prager Metis CPAs, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 222 Mount Airy Road | Basking Ridge | NJ | 07920 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2003 | | 273 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently…Read the full text as markdown