Full text of LUMA SECURITIES LLC's X-17A-5 filed 2025-12-18 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **hE/d^dd^ ^hZ/d/^Ey,E'KDD/^^/KE tĂƐŚŝŶŐƚŽŶ͕͘͘ϮϬϱϰϵ** ## **EEh> ZWKZd^ &KZDyͲϭϳͲϱ WZd///** | OMB APPROVAL | |--------------------------| | OMB Number: 3235Ͳ0123 | | Expires: EŽǀ. 3Ϭ, 202ϲ | | Estimated average burden | | hours per response: | | | #### SEC FILE NUMER 8Ͳ 68863 **&/E'W' /ŶĨŽƌŵĂƚŝŽŶZĞƋƵŝƌĞĚWƵƌƐƵĂŶƚƚŽZƵůĞƐϭϳĂͲϱ͕ϭϳĂͲϭϮ͕ĂŶĚϭϴĂͲϳƵŶĚĞƌƚŚĞ^ĞĐƵƌŝƚŝĞƐdžĐŚĂŶŐĞĐƚŽĨϭϵϯϰ** | &/>/E'&KZd,WZ/K'/EE/E' | | 10/01/24<br>DDͬͬzz | EE/E' | 09/30/25<br>DDͬͬzz | | |------------------------|---------------------------------------------------------------------------------------------------------------------------|----------------------|-------|------------------------------------|--| | | | ͘ Z'/^dZEd/Ed/&/d/KE | | | | | EDK&&/ZD | LUMA<br>Securities | LLC | | | | | ܆<br>%URNHUGHDOHU<br>X | dzWK&Z'/^dZEd;ĐŚĞĐŬĂůůĂƉƉůŝĐĂďůĞďŽdžĞƐͿ<br>տ6HFXULW\EDVHGVZDSGHDOHU<br>տ&KHFNKHUHLIUHVSRQGHQWLVDOVRDQ27&GHULYDWLYHVGHDOHU | | | տ0DMRUVHFXULW\EDVHGVZDSSDUWLFLSDQW | | Z^^K&WZ/E/W>W>K&h^/E^^͗;ŽŶŽƚƵƐĞĂW͘K͘ďŽdžŶŽ͘ | | ;EŽ͘ĂŶĚ^ƚƌĞĞƚͿ | | | | | |----------------------------------------|---------------------------------------------------------------------|----------------------------|------------------------------------|--|--| | New<br>York | NY | | 10003 | | | | ŝƚLJ | ^ƚĂƚĞ | | ;ŝƉŽĚĞ | | | | | WZ^KEdKKEddt/d,Z'ZdKd,/^&/>/E' | | | | | | Rafael<br>Beck | (212)<br>897-1690 | rbeck@integrated.solutions | | | | | EĂŵĞ | ƌĞĂŽĚĞʹdĞůĞƉŚŽŶĞEƵŵďĞƌͿ | ŵĂŝůĚĚƌĞƐƐͿ | | | | | | ͘ KhEdEd/Ed/&/d/KE | | | | | | Prager<br>Metis<br>CPAs,<br>LLC | /EWEEdWh>/KhEdEdǁŚŽƐĞƌĞƉŽƌƚƐĂƌĞĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŝůŝŶŐΎ | | | | | | 222<br>Mount<br>Airy<br>Road | EĂŵĞʹŝĨŝŶĚŝǀŝĚƵĂů͕ƐƚĂƚĞůĂƐƚ͕ĨŝƌƐƚ͕ĂŶĚŵŝĚĚůĞŶĂŵĞ<br>Basking<br>Ridge | NJ | 07920 | | | | ĚĚƌĞƐƐ | ŝƚLJ | ^ƚĂƚĞ | ŝƉŽĚĞͿ | | | | 09/29/2003 | | 273 | | | | | ĂƚĞŽĨZĞŐŝƐƚƌĂƚŝŽŶǁŝƚŚWKͿ;ŝĨĂƉƉůŝĐĂďůĞͿ | | | WKZĞŐŝƐƚƌĂƚŝŽŶEƵŵďĞƌ͕ŝĨĂƉƉůŝĐĂďůĞͿ | | | | | &KZK&&//>h^KE>z | | | | | Ύ ůĂŝŵƐĨŽƌĞdžĞŵƉƚŝŽŶĨƌŽŵƚŚĞƌĞƋƵŝƌĞŵĞŶƚƚŚĂƚƚŚĞĂŶŶƵĂůƌĞƉŽƌƚƐďĞĐŽǀĞƌĞĚďLJƚŚĞƌĞƉŽƌƚƐŽĨĂŶŝŶĚĞƉĞŶĚĞŶƚƉƵďůŝĐ ĂĐĐŽƵŶƚĂŶƚŵƵƐƚďĞƐƵƉƉŽƌƚĞĚďLJĂƐƚĂƚĞŵĞŶƚŽĨĨĂĐƚƐĂŶĚĐŝƌĐƵŵƐƚĂŶĐĞƐƌĞůŝĞĚŽŶĂƐƚŚĞďĂƐŝƐŽĨƚŚĞĞdžĞŵƉƚŝŽŶ͘^ĞĞϭϳ &ZϮϰϬ͘ϭϳĂͲϱ;ĞͿ;ϭͿ;ŝŝͿ͕ŝĨĂƉƉůŝĐĂďůĞ͘ **WĞƌƐŽŶƐǁŚŽĂƌĞƚŽƌĞƐƉŽŶĚƚŽƚŚĞĐŽůůĞĐƚŝŽŶŽĨŝŶĨŽƌŵĂƚŝŽŶĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŽƌŵĂƌĞŶŽƚƌĞƋƵŝƌĞĚƚŽƌĞƐƉŽŶĚƵŶůĞƐƐƚŚĞĨŽƌŵ ĚŝƐƉůĂLJƐĂĐƵƌƌĞŶƚůLJǀĂůŝĚKDĐŽŶƚƌŽůŶƵŵďĞƌ͘** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Rafael Beck , swear (or affirm) that, to the best of my knowledge and belie…Read the full text as markdown