Full text of OCEAN FINANCIAL SERVICES, LLC's X-17A-5 filed 2022-04-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 8-69092 | | 01/01/2021 | | | 12/31/2021 | | |-------------------------------|--------------|-----|----|------------------------------|--| | | | | | | | | | | | | | | | Ocean Financial Services, LLC | | | | | | | | | | | | | | | | | | | | | 780 NW 42nd Avenue, Suite 621 | | | | | | | | | | | | | | Miami | FL | | | 33126 | | | | | | | | | | | | | | | | | Manuel M. del Canal | 305-461-6940 | | | mdelcanal@oceanfinancial.com | | | | | | | | | | | | | | | | | | | | | | | | BDO USA, LLP | | | | | | | | | | | | | | 100 SE 2nd St., Suite 1700 | Miami | | FL | 33131 | | | | | | | | | | 10/08/2003 | | 243 | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------  | Signature; | | C | | |------------|--|---|--| | Title: | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **CONFIDENTIAL** # **OCEAN FINANCIAL SERVICES, LLC (A Wholly-Owned Subsidiary of OFS Holding, LLC)** FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION (Confidential Per Rule 17a-5(e)(3)) For the Year Ended December 31, 2021 {3}------------------------------------------------ # CONTENTS | Page | |------------------------------------------------------------------------------------------------------------------------------------------------------------| | 1-2 | | | | 3<br>Statement of Operations4<br>5<br>6 | | 7-13 | | | | Securities and Exchange Commission14 | | | | …………………………………….15<br>Management's Exemption Report………………………………………………………………16<br>Under Rule 15c3-3 of the Securities and Exchange Commission ………………………………17 | | | {4}------------------------------------------------  Tel: 305-381-8000 Fax: 305-374-1135 **www.bdo.com** # **Report of Independent Registered Public Accounting Firm** To the Member Ocean Financial Services, LLC Miami, Florida #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Ocean Financial Services, LLC (the "Company") as of December 31, 2021, the related statements of operations, changes in member's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company at December 31, 2021, and the results of its operations and its cash…Read the full text as markdown