Full text of OCEAN FINANCIAL SERVICES, LLC's X-17A-5 filed 2023-04-11 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STAT.ES SECURITIESANP EXCHANGE COMMISSION** Washington; o.c; **20549** | ANNUAL REPORTS | |----------------| | FORM X--l7Aw5 | | PART Ill | | OMBAPPROVAL | | |-----------------------------|--| | . OIYIB Nu111ber: 3235-0113 | | | Expires: Oct, 31, ~023 • | | | Estimated average· bu rde ~ | | | hours per respo.ns!!i 12 | | | SEC.FILE NUMBER | | |-----------------|--| | | | FACING PAGE Information Required Pursuantto Rules 17a-5,17a~12, and lBa-7 under the Securities Excbange Act of 1934 FILING FOR THE PERIOD BEGINNING Q t/01 **/2022** AND ENDING **12/31/2022** MM/0D/YY MM/DD/VY **A. REGISTRANT .IDENTIFICATION** # NAME OF FIRM: Ocean Financial Services TYPE OF REGISTRANT (check all applicable boxes); I~ Broker-dealer □ Security-based swap dealer d Check here if respondent is also an .OTC derlvatives dealer □ Major security~based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do notuse a P.O. box no~} # 780 NW 42nd Avenue, Suite 621 | | (No. ;rnd Street) | | | |------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|--------------------------------------------|--------------------------------| | Miami | FL | | 33.126 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO Tl:!IS FILING | | | | | Manuel M. del Canal | 305-461-6940 | | .rndelcanal@oceanfianncial.com | | (Name) | /Area Code - Telephone Number) | (Email Address} | | | | 8; ACCOLINTANT IDENTIHCATlON | | | | INDEPENDENT PUBLIC ACCOUNTANT W:hqs~ reports are contained in this filrng*<br>Crowe, LLP | | | | | 485 Lexington Avenue, Floor 11 | (Name -if individual,<br>,state 1.ast, first, and middle naf]1ei<br>New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | 173 | | | I"<br>of Registmio, with ec,oe)(lf applitable) | FOR 0FFIOAL USE 0NL y | (PCADB Regim,i1q, N' mbe,, If applicaW•I I | | | | | | | | | | | | • c·1a·ims.for exemption from the requirement that the annual reports· be covered.by the reports pf an i\_ndependent public accountant must be supported by a stateme·nt of facts and circumstances relied on as the basis·of the e~emption. See 17 CFR240.1\_7a-5 [ e) ( l)(ii). ff applicable. Persons who are to ~es pond to the collection of information contained In.this form \_are not requrred *to* respond unless the form displays a currently valid 0MB control nurriber. {1…Read the full text as markdown