OCEAN FINANCIAL SERVICES, LLC X-17A-5 (2026-04-14) — Broker-dealer annual report

Full text of OCEAN FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington,** D.C. **20549** 0MB APPROVAL OMa Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69092 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under** the **Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Ocean Financial Services, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC **llerivatives** dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 780 NW 42nd Avenue, Suite 500 | | (No. and Street) | | | | |----------------------------------------------|-------------------------------------------------------------|---------------------------------|------------------------------|--| | Miami | | Florida | 33126 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Manuel M. del Canal | 305-461-6940 | | mdelcanal@oceanfinancial.com | | | (Name) | (Area Code - Telephone Number) | (Email Adllress) | | | | | B. ACCOUNTANT IDENTIFICATIOIN | | | | | BOO | | | | | | | (Name - if ind[vidual, state last, first, and milldle name) | | | | | 100 SE 2nd St., Suite 1700 | Miami | FL | 33131 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/08/2003 | | 243 | | | | | | PCAOB Re istration Number, if a | licable | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | "'Claims for exemption from the re11uirementthat the annual reports be covered by the reports of an independent **11ublic** accountant must be supported by a statement of facts and circumstances relied on as the **ltasis** of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Manuel M. Del Canal | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------|-----------------------------…

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