Full text of KITTLE CAPITAL MARKETS, LLC's X-17A-5 filed 2021-03-03 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS' REPORT December 31 <sup>1</sup>2020 {1}------------------------------------------------ #### **CONTENTS** | | Page | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | FINANCIAL STATEMENTS | | | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm | 3-4 | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9-10 | | SUPPLEMENTARY INFORMATION AND REPORTS | | | Computation of Net Capital Pursuant to Uniform Net Capital Rule 15c3-1 of<br>the Securities and Exchange Commission | 11 | | Computation for Determination of the Reserve Requirements and Information<br>Relating to Possession or Control Requirements for Brokers and<br>Dealers Pursuant to Rule 15c3-3 | 12 | | Exemption Report Pursuant to SEA Rule 17a-5(d)(4) | 13 | | Report of Independent Registered Public Accounting Firm on the Exemption Report | 14 | | | | {2}------------------------------------------------ UNITED STATES SECURJTlESAND EXCHANGECOMMJSSION W ashington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ..... . 12.00 SEC FILE NUMBER 8-68967 ## **ANNUAL AUDITED REPORT FORM X-17** A-5 **PART Ill** FACING PAGE Info rmation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 T hereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | ~~~~~~~~ | AND ENDING 12/31/2020<br>~ | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Kittle Capital Markets, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUS INESS: ( Do not use P.O. Box No.) | | | FIRM l.D. NO. | | 310 E 96th Street, Suite 400 | | | | | | (No. and Street) | | | | Indianapolis | Indiana | | 46240 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT rN REGARD TO T…Read the full text as markdown